Bill began his investment industry career in 2004 with Merrill Lynch and joined Stifel in 2019.   He earned a B.A. in Business/Economics from UC Santa Barbara in 1995 and a M.A. in Economics from San Diego State University in 2003.  Bill served in the U.S. Navy from 1995 to 2004, where he flew helicopters and was promoted to Lieutenant. He holds Series 7 and 66 securities licenses, as well as the Chartered Retirement Planning Counselor™ designation.

 

Mike began his investment industry career in 1994 and joined Stifel in 2019.  Prior to joining Stifel, he worked for Merrill Lynch for nearly 20 years.  He holds Series 6, 7, 63, and 65 securities licenses, as well as the Certified Financial Planner™ certification from the College for Financial Planning.  He lives in Trabuco Canyon, California, with his wife and two children. 

James has been a member of the team since 2010 and joined Stifel in 2019.  He delivers outstanding personal service to clients and a high level of internal support.  James appreciates being part of a group that plays a key role in developing customized wealth management strategies to help clients pursue their short- and long-term goals.  He holds Series 7 and 66 securities licenses.